About Us
Mr. Neubert is the founder and president of Neubert Financial Services. With more than 30 years of experience in the tax preparation and financial and investment industries, Dick actively manages the financial and regulatory aspects of the firm. His primary responsibilities include operations management, strategy development, and equity analysis. He serves as a financial advisor and provides wealth management advisory services to individual customers. He is a professional in developing, implementing, and monitoring investment strategies and portfolio modeling.
Dick is accredited with the following FINRA licenses: Series 7 Investment Representative, Series 63 State Registered Representative, Series 6 Mutual Fund and Variable Annuities Registered Representative, and Series 24 General Securities Principal. In addition to New York State, Dick is also licensed to do investment work in California, Connecticut, Florida, Pennsylvania, and Wyoming. Dick is also a licensed agent in New York, Florida, California, Pennsylvania, and Connecticut to sell Life and Long Term Care insurance.
Dick has his BS in Chemical Engineering from Purdue University and his MBA from The William E. Simon Graduate School at the University of Rochester.
Mr. Caine joined Neubert Financial Services in August 2009, after ten years as the Owner/Operator of an Accounting Practice that serves small- to medium-sized businesses and organizations, entrepreneurs, and individuals. As a Business Counselor, he will provide our clients with Business Income Tax Preparation, Accounting, Contract Controllership and Consultative Services. In addition, Mr. Caine is licensed to offer all Commercial Lines of Property and Casualty Insurance, Bonding, Worker’s Compensation, New York State Disability, group home and auto, and, personal homeowners and auto.
Prior to opening his accounting practice, Mr. Caine acquired over 28 years of business experience in a “Fortune 50” corporate environment. For more than half of his tenure there, he served as a senior-level financial management executive with a unique blend of financial, operations, human capital, facilities management, and information technology experiences. Mr. Caine is adept at helping business owners turn the performance of their business around and enhancing the bottom-line.
Mr. Caine has a BSBA Degree in Accounting from Roosevelt University in Chicago, an MBA in Finance from Northwestern University, and an MBA in International Business from Cornell.
Ms. DeVinny joined Neubert Financial Services in 2008 and has over 12 years experience in the banking and financial services industry. She is committed to delivering exceptional customer service and building relationships. Working and living by this philosophy brings out her passion for helping others plan and achieve their financial goals and dreams.
Wendy has the following FINRA licensing accreditations: Series 6 Mutual Fund and Variable Annuities Registered Representative, Series 63 State Registered Representative. She also is licensed in the State of New York to sell Life, Health, and Accident Insurance.
Wendy graduated from the State University of New York at Brockport with a Masters in Public Administration, majoring in Management and Women’s Studies. She also holds a BS in Criminal Justice from SUNY Brockport.
Mr. Warner joined Neubert Financial Services in 2006 and has over six years experience in the banking, financial, and investment industries. He serves his clients with the highest level of quality and dedication. Rick brings with him the tools, knowledge, and financial planning processes that give his clients confidence in the future.
Rick has the following FINRA license accreditations: FINRA Series 7 Investment Representative, FINRA Series 66 State Registered Representative, and New York State Life, Accident & Health, and Variable Life/Annuity licenses. He also assists Mr. Neubert in all areas of tax preparation. In addition to New York State, Rick is licensed to do investment work in Florida, Michigan, and North Carolina.
Rick graduated with his BS degree in Marketing Management with a minor in Photography from Rochester Institute of Technology.
Mr. Warner has worked in marketing and management positions for top companies like Canon USA, HSBC Bank, N.A., and Global Crossing Telecom, as well as smaller local operations like E-Znet, Saunders Group and Chromagen Imaging.
Mrs. Montanaro has over fifteen years of experience in office management, with several years in the insurance and financial planning industry. Carolyn has been with the firm since its inception, helping to lay the foundation for the success Neubert Financial Services has become. Carolyn’s day-to-day responsibilities include assisting Mr. Neubert in all operations functions, all human resource issues, and bookkeeping. She has also successfully completed a tax preparation training class and assists Mr. Neubert in all areas of tax preparation.
Mrs. Clum and Mrs. Ricci share the responsibilities of the Receptionist and Administrative Assistant positions as a smooth-running team. Sharon and Laurie have been with Neubert Financial Services since its inception and are an integral part of the daily operations. They support management and contribute wherever they can to ensure our clients’ needs are met and the day-to-day operation runs efficiently. Their responsibilities include everything from greeting clients and scheduling appointments to creating correspondence and mailings and maintaining accurate client records.
